Disclosure Document | AlfaView Trading Research

SEBI Registered Research Analyst — Reg. No. INH000025683  |  Validity: Apr 01, 2026 – Mar 31, 2031

SEBI Registered & Compliant
Regulatory Disclosure

Disclosure Document

📑 SEBI-Mandated Disclosure🏛 SEBI Reg. No. INH000025683📅 Effective: April 2026
Purpose

About This Document

This document provides essential information about the Research Services offered by Alfaview Trading Research Private Limited in a manner that assists prospective clients in making an informed decision before onboarding.

Section 01

History, Present Business & Background

Alfaview Trading Research Private Limited is registered with SEBI as a Research Analyst with registration no. INH000025683. The firm received its registration on April 01, 2026 and is engaged in offering research and recommendation services on securities listed on NSE and BSE.

Registration Date

April 01, 2026

Reg. Validity

Apr 01, 2026 – Mar 31, 2031

SEBI Reg. No.

INH000025683

Service Type

Research Recommendations

Section 02

Terms and Conditions of Research Services

Research Services will be limited to providing independent research recommendations and shall not involve any advisory or portfolio allocation services.

⚠ Critical Disclosure: The Research Analyst never guarantees the returns on recommendations provided. Investment/trading in stocks, indices, or other securities is always subject to market risk. Past performance is never a guarantee of the same future results. The Research Analyst shall not be responsible for any loss to investors.

Section 03

Disciplinary History

There are no pending material litigations or legal proceedings against the Research Analyst. As on date, no penalties or directions have been issued by SEBI under the SEBI Act or Regulations made thereunder against the Research Analyst relating to Research Analyst services.

✅ Clean Record: Zero disciplinary actions, penalties or directions from SEBI as on the date of this disclosure.

Section 04

Details of Associates

The Research Analyst has no associates as on the date of this disclosure.

Section 05

Disclosures with Respect to Research & Recommendation Services

  • The Research Analyst or any of its officers/employees does not trade in securities which are the subject matter of recommendation.
  • There are no actual or potential conflicts of interest arising from any connection to or association with any issuer. Any conflict shall be disclosed to the client as and when it arises.
  • The Research Analyst, its employees or associates have not received any compensation from the company which is subject matter of recommendation.
  • The Research Analyst or its associates have not managed or co-managed the public offering of any company.
  • No compensation received for investment banking, merchant banking, or brokerage services from the subject company.
  • No compensation or other benefits from the Subject Company or 3rd party in connection with the research report or recommendation.
  • The subject company was not a client of the Research Analyst during the twelve months preceding the date of recommendation.
  • Research Analysts have not served as an officer, director, or employee of the subject company.
  • Research Analysts have not been engaged in market-making activity of the subject company.
Section 06

Standard Warning

⚠ Standard Warning: Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

Section 07

Disclaimer

Regulatory Disclaimer: Registration granted by SEBI, enlistment as RA with Exchange and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

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